Simplify your investment business with one platform.

Simplicity Wealth

Simplicity Wealth is a comprehensive wealth management platform that offers independent investment advisor representatives and registered investment advisors resourceful solutions for building a successful investment business. Our goal is to help you systematically deliver an extraordinary client experience and excess results relative to the average financial advisor. We are committed to providing you with turnkey managed portfolios, specialty solutions, complete support, and competitive pricing, so that your business may continue improving efficiencies, expanding capabilities, and building value in a strategic manner.

To learn more about Simplicity Wealth, please visit or contact your Simplicity representative.


Professionally managed portfolios and specialty investment solutions tailored to your clients’ and business needs.


Private-labeled print and digital marketing platform provides branded client materials for each stage of the investment process.


Comprehensive client analysis, planning, and proposal development structure for professional client presentations.


Straightforward practice management integration including back office support, compliance, and training.


Core technologies for executing your investment business and enhance the client experience.


Our team of highly credentialed financial analysts and planners offer managed portfolios and specialty investment solutions for distinctive planning needs. Our experienced professionals will oversee the research, trading, rebalancing, and plan development functions, allowing you to focus on advising and building client relationships

Portfolio Series

Core Allocation, Classic, Tax-Managed, Defined Horizon, Hedge, Multi-Manager, and Focused Objective. To learn more about the Portfolio Series, please click here.

Specialty Solutions

Employee 401(k) Account, 401(k) Plan, 1032 Real Estate, Private Placement, and Direct-Held Mutual Fund. To learn more about Specialty Solutions, please click here.


Our private-labeled print and digital marketing platform, provides you with client materials that are designed around your brand, for each stage of the investment process. This reduces confusion, increases the effectiveness of your prospecting efforts, and saves you time and money in establishing the necessary materials to win and keep the client relationship.


Simplicity Wealth’s comprehensive client analysis, planning, and proposal infrastructure is designed to structure and systematize your plan development and presentation processes. This delivers an additional layer of expertise, reduces your team’s workload, and results in professional presentation materials to help you acquire new clients.


Simplicity Wealth’s practice management support allows you to easily integrate the platform into your business. This efficiency will help you increase profitability, as well as save significant time, energy, and capital. Our support includes comprehensive support in the areas of back office support, compliance, and training.


Our platform includes the core technologies that you depend on to execute your investment business, as well as technologies that enhance the overall client experience. Virtually everything that we offer is unified under our online portal, Simplicity Portal, with the goal of simplifying and magnifying your efforts. Through this portal you have access to our account and submission functions, marketing and educational resources, and online training resources. Our technology also extends to your business through our client web portal and AssetLock®.

Partner With Us

Partner with Simplicity Wealth and enjoy seamless business integration into our comprehensive infrastructure.


Our asset-based pricing model tiers lower based on the total amount of assets that you place on our platform.

Low Asset-Based Pricing

No Setup, Platform, Account Maintenance, IRA, Affiliation, Compliance, or E&O Fees

Low Cost ETFs Limited Ticket Fees
Some portfolios have zero ticket-fees.

Low Account Minimums
Some portfolios have no minimum.

100% Payout, No Overrides


Our As part of our commitment to simplifying your investment process, we’ve made the transition just as straightforward.

Personalized Support and Training During the Affiliation Process

Pre-Filled Transition Paperwork Account Closing Fee Reimbursement
From the prior financial institution.

Marketing Materials and
Client-Specific Case Design Tools

The Simplicity Wealth platform rests on the major custodial platforms used by independent advisors – a custodian change is not typically required. If you would like to explore a new custodian, we can help you identify the most competitive option based on your needs.

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